Tag Archives: Anil Seth

Is consciousness both emergent and fundamental?

Among philosophers and scientists there is a persistent dispute about the nature of consciousness that seems to recur more often than almost any other.

Is consciousness an emergent by-product of brain states, an epiphenomenon of matter, or is consciousness a fundamental element of existence?

Most contemporary scientists and analytic philosophers support the first position. They point to the impressive discoveries of neuroscience and the long, slow evolution through natural selection of what we know as consciousness. Nonmaterialist philosophers tend to respond that such explanations are overly reductionist and do not account for the everyday subjective experience of consciousness or its deep metaphysical significance.

Their entrenched positions seem to allow for little common ground. Nevertheless, is it possible that this long-running dispute has an almost obvious resolution? Could both sides be correct in some important sense? Could consciousness be both fundamental and emergent?

Philosophers and scientists such as Dennett[1], Ismael[2], and Seth[3] offer convincing descriptions of how natural selection results in the emergence of brain functions from the raw materials of molecules and cells. They present logical arguments for why consciousness does not exist at a fundamental level of particles and forces but emerges at a higher level among biological entities. The conscious organisms whose evolution they describe look and feel like the self-aware entities that we recognize as human beings. Yet their consciousness arises solely in emergent systems constructed from the interactions of more fundamental particles and forces.

Does that mean that those fundamental particles and forces must hold the seeds of consciousness?

Mitchell[4] constructs a theory of emergent consciousness on a foundation that rests squarely on fundamental physical interactions. He argues that free agency in living organisms arises from the inherent indeterminacy of quantum evolution. Randomness built into the probabilistic physics of the wave function breaks the chain of deterministic causation, enabling emergent systems to exercise causal influence.

Penrose theorizes that noncomputable elements of consciousness arise from the same fundamental processes. He argues that the quantum reduction phase of quantum evolution, in which quantum probabilities resolve into unique outcomes, results in moments of “proto-consciousness” that can be orchestrated into complex consciousness like our own.[5]

Both Mitchell and Penrose recognize that human-like consciousness depends on evolution of brain processes over billions of years, but both also ground the emergence of consciousness in the most fundamental process in the universe—the time evolution of the quantum wave function.

The quantum reduction element of time evolution results in uniqueness and separability, prerequisites for the emergence of distinct systems with separate “selves” capable of self-awareness or self-reflection. Could that fundamental process of resolving quantum probabilities into unique outcomes be the spark of consciousness and free agency? Does the “magic” of consciousness depend on the seeming “magic” of quantum evolution?

If so, consciousness is both emergent and fundamental. Not in some mystical sense, but in an entirely physical sense. Consciousness emerges from the interaction of particles and forces as physicalists describe precisely because those interactions are the origin of consciousness. At its most basic level, the mechanistic requirement for the universe to choose—intrinsic to the resolution of quantum probabilities into unique outcomes—may be the building block, both physically and philosophically, for consciousness and free agency.

So yes, this perennial dispute among philosophers and scientists may have a resolution, one that requires neither supernatural assumptions nor rejection of the fundamental role of consciousness in the universe. Consciousness may be both completely physical and also a fundamental element of existence.


[1] Dennett (1991).

[2] Ismael (2016).

[3] Seth (2021).

[4] Mitchell (2023).

[5] Penrose (1994).

Is the script of the play already written?

If the quantum wave function is the engine of time, relentlessly transforming probabilities into unique outcomes, is there a role for free will in that relentless transformation?

It may be that the interaction between the wave function and the disentangled, post-Big Bang macrocosm serves as the engine of time, providing the physical framework for the recurring transformation of probabilities into outcomes that comprises macrocosmic history. Is what we call “free will” an instantiation of this universal mechanism for creating outcomes from probabilities, a localized expression of a generalized universal process for creating the future?

Degrees of freedom

The neuroscientist Anil Seth talks about free will in terms of “degrees of freedom.”[1] In other words, humans have the ability to make voluntary choices, given the range of options available to us, but our choices are not unconstrained. There are obvious and practical limits on the freedom of action of any human being or any conscious entity whether human or not. None of us, for instance, is free to violate the laws of physics.

And yet we have some degree of freedom. We make decisions. We choose within the constraints given to us. Our choices may be circumscribed, but they are not predetermined in every respect by what has come before.

We do not live in a deterministic Newtonian world

There was a time when scientists believed that every action in the universe could be predicted by previous events. With sufficient information about all the forces exercising influence over the current moment, we could predict all subsequent moments just as the movement of billiard balls can be predicted based on their positions and the forces applied. 

That version of scientific determinism died with quantum mechanics and the uncertainty principle. Today we know that we live in a world of probabilities, not certainties. There is no absolutely predetermined path for all objects, waves, or even time. There is only the quantum wave function and its ability to describe probabilities with astonishing accuracy.

How deterministic is the quantum wave function?

The wave function is an arrangement of probabilities, not a prediction of one specific outcome for every interaction. However, it is accurate across a large number of interactions, and the future wave function of a system is determined by the wave function of that system in the present, i.e., the probabilities of the future are determined by the probabilities of the present.[2] Some would say that quantum mechanics in that sense is every bit as deterministic as Newtonian physics.

But it is also true that the wave function of any future moment is influenced by the outcomes arising from the wave functions of prior moments. Every set of probabilities yields an outcome, which then influences the wave function for the next moment, creating a new set of probabilities and a new outcome. The process repeats over and over and over again.

Even a deterministic wave function provides degrees of freedom to influence each successive outcome. The wave function limits my personal freedom in a way that is conceptually similar to something very mundane—the constraints of everyday life. We make decisions within those constraints, i.e., within the range of probabilities provided by the wave function. Those constraints and probabilities set a context and circumscribe our choices. Is that “free will?” Do we need more than that?

Our choices help resolve probabilities into outcomes

There is a plausible version of reality in which the universe is governed by the mechanics of the wave function. Time itself is driven by the many ways in which the universe transforms probabilities into unique outcomes.

We as humans do not control either the macrocosmic or microcosmic mechanism that drives that process. But we are part of it. We are at the very least cogs in the mechanics of time and the wave function.

What we call “free will” may be one of many mechanisms in the universe contributing to the mechanics of time. We make decisions and exercise choices. Our choices in each moment affect the probabilities that define the range of options in the next moment. Every moment of our existence, every nanosecond, proceeds in this way.

That is what we do. What the universe expects us to do. What the mechanics of time and the wave function demands that we do. We help resolve probabilities into unique outcomes by exercising the degrees of freedom offered by the complexity of our brains and our everchanging, illusory sense of self. That is who we are.

What we do is important

If the engine of time relies on the continuing interactions which transform probabilities into unique outcomes, we may have an essential purpose in helping to drive those transformations within our small sphere of influence. It is entirely possible that time and history depend on entities like us fulfilling that role.

We do not have the freedom to violate the laws of physics, but the laws of physics themselves may determine that we exercise the degrees of freedom available to us. Just as other entities in the universe must exercise the degrees of freedom available to them in order to drive the engine of time.

“Free will” is part of the engine of time

If the quantum wave function is the engine of time, the function of that engine requires mechanisms for transforming probabilities into unique outcomes. It requires disentangled interaction to influence and drive the progress of time.

What we call “free will,” governed by the constraints of our circumstances and the laws of nature, may be one of those mechanisms of disentangled interaction. The process of exercising free will may be functionally equivalent to the process by which a quantum wave function resolves into a unique outcome.

In other words, we have exactly the freedom that the universe gives us. We have the ability to transform a range of probabilities into unique outcomes. That is a powerful ability. And it is given to us by the fundamental forces of nature. It is what the universe does. It is what we do as part of the universe.


[1] “[E]ach of us has a very real capacity to execute and to inhibit voluntary action, thanks to our brain’s ability to control our many degrees of freedom…. It is not, however, freedom from the laws of nature or from the causal fabric of the universe.” Seth (2021), p. 230.

[2] Some might say even that the outcome itself is deterministic within the particular universe in which we exist. That all outcomes are determined within at least one of the many universes that spring into existence at every quantum intersection. But that begs the question—what determines which of the many universes will comprise the unique one in which each of us lives? It is certainly not the bouncing of the billiard balls, or why would there be a need for any universe but one.